The financial service industry continues to address regulatory reform, complex risk management requirements, implementation of cost effective technologies and financial reporting requirements that affect their entire business. Faced with these challenges, financial institutions are being forced to review their business strategies all over the world.
SoftExpert offers the industry’s most advanced and comprehensive software suite for compliance and performance management that meets the stringent needs of the financial sector in all aspects from controlling documentation, risks to performance indicator monitoring, projects, assets and much more.
Financial Services Solution
SoftExpert Excellence Suite (SE Suite) lowers the cost of regulatory compliance and helps companies in the financial industry maximize success, increase productivity, reduce risk and adhere to various global regulations.
The solution enables companies to continuously improve operations by adhering to various international regulations as well as integrating in a single platform of different management frameworks including: managing risks, audits, processes, assets, documents, performance indicators, and much more.
Financial Services
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Business process modeling (BMPN)
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Risk assessment
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Document security controls
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Activity execution
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KPI Measuring and monitoring
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Audit requirements
Main Benefits
Flexible framework for performance structure organizing (Balanced Scorecard, Malcolm Baldrige, others).
Link measures/KPIs to organizational strategy through objectives.
Measurement approvals and authorizations.
Personalized Dashboard views for each user.
Document organization into nested categories.
For maximum security, compresses and password-protects all files prior to their storage in the database or distributed server.
Security controls to restrict the ability to copy and print documents.
Registration of audit requirements with suggestions that can be printed and used by the auditors during the process.
Registration of clients and certifying agencies to carry out second and third party audit.
Record of events such as: best practices, opportunities for improvement, observations and nonconformities highlighted during the audit.
Risk management application in various departments (environmental, health and safety, normative, nutritive, information security, projects etc).
Quantitative and qualitative risk analysis as well as risk matrix.
Optimization of productivity and task quality through the use of checklists.
Powerful business-oriented modeling tool empowers business users to write, manage, and modify rules to better match business needs.
Multi-maps that combine individual process maps into a single map representing the overall business process.
Featured Resources
Best practices in risk-based internal auditing
The current best practices in Risk-Based Internal Auditing, or simply Internal Auditing.
